-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NDRZfKyGl1fxAXhd0rtr01ktZHMP/0pM3q8WdyU70jbZzaoO4NEzwYcY4zShyYm7 tvFClZZMuHDctA40U2pLtw== 0001047469-99-005826.txt : 19990217 0001047469-99-005826.hdr.sgml : 19990217 ACCESSION NUMBER: 0001047469-99-005826 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PDS FINANCIAL CORP CENTRAL INDEX KEY: 0000921438 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 411605970 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45255 FILM NUMBER: 99539656 BUSINESS ADDRESS: STREET 1: 6442 CITY W PKWY STREET 2: STE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55347 BUSINESS PHONE: 6129419500 MAIL ADDRESS: STREET 1: 6442 CITY WEST PARKWAY STREET 2: STE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55347 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINLEY JOHAN P CENTRAL INDEX KEY: 0000938364 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6442 CITY WEST PARKWAY STREET 2: STE 300 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6129968713 MAIL ADDRESS: STREET 1: 6442 CITY WEST PKWY STREET 2: STE 300 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 SC 13G/A 1 SCH13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* PDS Financial Corporation -------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 69329T 10 5 ------------------------------------- (CUSIP Number) 5/27/98 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following page(s)) Page 2 of 4 pages SCHEDULE 13G ------------ CUSIP NO. 69329T 10 5 ---------------------------------- 1. NAME OF REPORTING PERSON: Johan P. Finley 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [___] (b) [___] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION 5. SOLE VOTING POWER 1,052,786. (1) NUMBER OF --------- SHARES BENEFICIALLY 6. SHARED VOTING POWER 1,063,986. (2) OWNED BY --------- EACH REPORTING 7. SOLE DISPOSITIVE POWER 1,052,786. (1) PERSON --------- WITH 8. SHARED DISPOSITIVE POWER 1,063,986. (2) --------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,063,986 shares (3) 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES. [x] (4) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 29.2% 12. TYPE OF REPORTING PERSON* IN (1) Excludes 11,200 shares held as co-trustee of a trust for minor child. (2) Includes sole voting power shares and 11,200 shares held as co-trustee of a trust for minor child. (3) Includes 11,200 shares held as co-trustee for minor child also claimed by spouse as co-trustee. (4) Excludes 243,286 shares held by spouse with sole voting power for which beneficial interest is disclaimed. Page 3 of 4 pages ITEM 1(a). Name of Issuer -------------- PDS Financial Corporation ITEM 1(b). Address of Issuer's Principal Executive Offices ----------------------------------------------- 6171 McLeod Dr. Las Vegas, NV 89120 ITEM 2(a). Names of Persons Filing --------------------- Johan P. Finley ITEM 2(b). Address of principal business office ------------------------------------ 6171 McLeod Dr. Las Vegas, NV 89120 ITEM 2(c). Citizenship ----------- United States of America ITEM 2(d). Title of Class of Securities ---------------------------- Common Stock, $.01 par value per share ITEM 2(e). CUSIP Number ------------ 69329T 10 5 ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13(d)- 2(b), check whether the person filing it is a: Not applicable -------------- ITEM 4. Ownership --------- (a) Amount beneficially owned 1,063,986.(5) --------- (b) Percent of class 29.2% . ----- (5) Excludes 243,286 shares held by spouse for which beneficial interest is disclaimed. Page 4 of 4 pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See cover page. (ii) shared power to vote or to direct the vote See cover page. (iii) sole power to dispose or to direct the disposition of: See cover page. (iv) shared power to dispose or to direct the disposition of: See cover page. ITEM 5. Ownership of Five Percent or Less of a Class -------------------------------------------- Not applicable ITEM 6. Ownership of More than Five Percent on Behalf of Another Person --------------------------------------------------------------- Not applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company ------------------------------------------------------------- Not applicable ITEM 8. Identification and Classification of Members of the Group --------------------------------------------------------- Not applicable ITEM 9. Notice of Dissolution of Group ------------------------------ Not applicable ITEM 10. Certification ------------- Not applicable After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1999 /s/ Johan P. Finley --------------------------- Johan P. Finley -----END PRIVACY-ENHANCED MESSAGE-----